Complaint Data

Data for the month ending August 2026

Sr. No .Received fromPending at the end      of last monthReceive dResolved *Total Pending #Pending complaints                  > 3 monthsAverage Resolution time^ (in days)
1Directly from Investors------
2SEBI (SCORES)------
3Other Sources (if any)------
 Grand Total------

^Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Sr. No.MonthCarried                  forward                  from previous monthReceivedResolved*Pending#
1September 2025----
2October 2025----
3November 2025----
4December 2025----
5January 2026----
6February 2026----
7March 2026----
8April 2026----
9May 2026----
10June 2026----
11July 2026 - --  -
12August 2026 --  -- 
 Grand Total----

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

SNYearCarried                         forward from previous yearReceivedResolved*Pending#
1FY 2023-24----
2FY 2024-25----
3FY 2025-26----
 Grand Total----

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.

Status of Annual Audits

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

SNFinancial YearCompliance Audit StatusRemarks, if any
1FY 2022-23ConductedNA
2FY 2023-24ConductedNA
3FY 2024-25ConductedNA
 

 

 

Wealth Cafe Investment Advisors (Prop. Harsh Vardhan Dawar) is an Individual Registered Investment Adviser ( RIA ) with SEBI Reg. No INA000002173 | BASL Membership No. 1296


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